Description

This role is to cover all aspects of regulatory capital and leverage monitoring and reporting under CRD V / PRA using Axiom and existing reporting tools to build and enhance a robust control framework as well as to assist with more junior members of the team.

The incumbent will be a member of the Regulatory Reporting team and will be primarily in charge of helping to co-ordinate and run the production of the daily capital reporting, quarterly COREP reporting associated controls and governance and other ad hoc reporting deliverables

RESPONSIBILITIES

• Responsible for production and conduct first level review daily (Capital Adequacy, Large Exposures and Leverage Ratio) and supervisory returns (PRA/BOE/Others).
• Experience of preparation of internal MI including commentaries for various internal Committee packs.
• Take lead in release testing and proactive in optimising tools to enhance controls / streamline existing processes.
• Active participation in enhancing controls related to regulatory processes requiring good knowledge of COREP and Balance Sheet.
• Ability to assist in and assist in validation of key regulatory interpretations.
• Assist with maintaining internal regulatory documents, polices and EUC's.
• Support in the production of Pillar 3 documents and ICAAP stress testing.
• Assist in creating and ensuring the team adheres to UK Regulatory Reporting internal policies.

KEY RELATIONSHIPS

• Head of Regulatory Reporting
• UK CFO
• Head of Financial Control
• Corporate Treasury
• Finance IT
• Trading Desk/Front Office
• Risk Teams
• Support Functions

Required

• 10 + years' experience of working in a reporting or control environment and experience of regulatory reporting requirements
• Experiences with COREP, ICAAP and Pillar 3 reporting
• Experience in dealing with regulatory change and enhancement projects
• Knowledge of Capital Markets products notably: Securities, SFT's and derivatives
• Strong understanding of regulatory rules Basel III, CRD V
• Experience in people management, including junior and more experienced staff.

Preferred

• Finance qualification (ACA/CIMA/ACCA/CFA) will be beneficial to this role because
• of the focus on creating a strong control environment
• Use of Regulatory Reporting Software (Axiom)